JE
JE
Joseph Evans
37 Years of Experience
Citrus Heights, CA
1 DisclosureBroker
Joseph Evans is a registered investment advisor at Cetera Investment Advisers LLC, based in Citrus Heights, CA, with 37 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Citrus Heights, CA
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Regulatory History (1)
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Customer Dispute
July 2006Settled
Other Business Activities
Joseph is the owner of Evans Wealth Management, where he provides holistic wealth advice. He dedicates a full-time workload to this endeavor, including some hours during trading hours for investment and portfolio management.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2025 - Present · 1 yr 6 mos
Cetera Wealth Services, LLCBroker
January 2025 - Present · 1 yr 6 mos
Previous Registrations
D.A. Davidson & CO.
June 2020 - January 2025 · 4 yrs 7 mos
D.A. Davidson & CO.Broker
June 2020 - January 2025 · 4 yrs 7 mos
Morgan StanleyBroker
August 2015 - June 2020 · 4 yrs 10 mos
Morgan Stanley
August 2015 - June 2020 · 4 yrs 10 mos
Wells Fargo Advisors, LLC
November 1997 - September 2015 · 17 yrs 10 mos
Wells Fargo Advisors, LLCBroker
September 1997 - September 2015 · 18 yrs
Smith Barney INC.Broker
July 1993 - September 1997 · 4 yrs 2 mos
Lehman Brothers INC.Broker
April 1992 - July 1993 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1989 - April 1992 · 3 yrs 3 mos
State Registrations12 states
AZCAFLGAHIIDINMANCNHNMWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.