TO
TO

Timothy Owens

38 Years of Experience
Cumming, GA
1 DisclosureBrokerSells Insurance

Timothy Owens is a registered investment advisor, based in Cumming, GA, with 38 years of industry experience.

Location

2450 Atlanta Hwy., Ste 704, Cumming, GA, 30040

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Other Business ActivitiesSells Insurance

Timothy is a shooting instructor, an independent insurance agent since 2002, and the President of Wolf Creek Park HOA, LLC. He is also an advisory representative of a RIA and an IAR for Nettworth Financial Group.

Employment History
Current Registrations
Cambridge Investment Research, INC.
October 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research Advisors, INC.
October 2019 - Present · 6 yrs 11 mos
Cambridge Investment Research, INC.Broker
October 2019 - Present · 6 yrs 11 mos
Previous Registrations
Fsc Securities Corporation
March 2006 - October 2019 · 13 yrs 7 mos
Fsc Securities CorporationBroker
August 2003 - October 2019 · 16 yrs 2 mos
Advantage Capital CorporationBroker
August 2003 - August 2003 · 0 mos
Investacorp, INC.Broker
April 2002 - September 2003 · 1 yr 5 mos
Dempsey Financial Network, INC.Broker
August 2001 - March 2002 · 7 mos
First Union Securities, INC.Broker
October 2000 - August 2001 · 10 mos
First Union Brokerage Services, INC.Broker
November 1999 - October 2000 · 11 mos
Mony Securities CorporationBroker
February 1998 - September 1999 · 1 yr 7 mos
MML Investors Services, INC.Broker
March 1996 - February 1998 · 1 yr 11 mos
G. R. Phelps & CO., INC.Broker
March 1992 - March 1996 · 4 yrs
Forth Financial Securities, CorporationBroker
February 1991 - November 1991 · 9 mos
Home Life Insurance CompanyBroker
March 1990 - December 1990 · 9 mos
W. S. Griffith & CO., INC.Broker
March 1990 - December 1990 · 9 mos
MML Investors Services, INC.Broker
June 1987 - February 1990 · 2 yrs 8 mos
Massachusetts Mutual Life Insurance CompanyBroker
June 1987 - January 1988 · 7 mos
State Registrations10 states
CAFLGAKSKYMAMDOHTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Timothy Owens - Financial Advisor | TrueAdvisor