DF
DF
Douglas Freebern
30 Years of Experience
Bartow, FL
2 DisclosuresBroker
Douglas Freebern is a registered investment advisor at Wells Fargo Advisors, based in Bartow, FL, with 30 years of industry experience. Douglas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Loading...
Location
205 S Broadway Ave, Bartow, FL, 33830
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2017Settled
Customer Dispute
November 2010Settled
Employment History
Current Registrations
Wells Fargo Advisors
February 2001 - Present · 25 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2001 - Present · 25 yrs 8 mos
Previous Registrations
Fsc Securities CorporationBroker
August 1996 - January 2001 · 4 yrs 5 mos
Sigma Financial CorporationBroker
March 1994 - May 1994 · 2 mos
Sherwood Capital, INC.Broker
August 1987 - October 1987 · 2 mos
State Registrations12 states
AZCAFLGAILKYNCNHNYOHTXUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
More Advisors
- Shane Nelson, CFPEdward Jones