Sadhna Malik
Sadhna Malik is a registered investment advisor at Cetera Investment Advisers LLC, based in Baldwin, NY, with 23 years of industry experience. Sadhna operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2089 Grand Avenue, Baldwin, NY, 11510
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sadhna is an independent insurance agent selling property and casualty (P&C) insurance through SM Insurance Agency Corp since 2004, dedicating about half of her time during securities trading hours. She also does part-time tax preparation through her spouse's firm.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
North Ridge Securities CORP.Broker
New England SecuritiesBroker
Nationwide Securities, LLCBroker
1717 Capital Management CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations5 states
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