William Black
William Black is a registered investment advisor at LPL Financial LLC, based in Aurora, CO, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Aurora, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William spends about half his time at Exit & Retirement Planning Strategies, Inc., which is investment-related. He is involved with non-variable insurance under a DBA.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.Broker
J.W. Cole Financial, INC.Broker
Financial Advisers of America, LLCBroker
LPL Financial LLC
Secura Financial
LPL Financial LLCBroker
NFP Securities, INC.
NFP Securities, INC.Broker
Retirement Capital Group Securities, INC.Broker
Princor Financial Services Corporation
Princor Financial Services CorporationBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.