Dawn Dempsey-Smerke
Dawn Dempsey-Smerke is a registered investment advisor at Cetera Investment Advisers LLC, based in Sagamore Hills, OH, with 38 years of industry experience. Dawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Sagamore Hills, OH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business ActivitiesSells Insurance
Dawn owns Dempsey Financial Services LLC, providing investment and retirement strategies, and operates under the DBA Dawn M. Dempsey. She also works as an agent selling health, life, disability, annuities, and long-term care insurance, and operates under the DBA Wealth Health, LLC; all activities take up a significant amount of her time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Cetera Advisors LLC
Previous Registrations
Cetera Advisors LLC
Vestax Securities CorporationBroker
Investacorp, INC.Broker
Invest Financial CorporationBroker
Invest Financial CorporationBroker
State Registrations12 states
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