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Sherman Ober

38 Years of Experience
Salem, OR
4 DisclosuresBrokerSells Insurance

Sherman Ober is a registered investment advisor at Cetera Investment Advisers LLC, based in Salem, OR, with 38 years of industry experience. Sherman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3468 Liberty Rd S, Salem, OR, 97302

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2010
Settled
Customer Dispute
March 2009
Closed-No Action
Customer Dispute
September 2004
Denied
Customer Dispute
May 2003
Settled
Other Business ActivitiesSells Insurance

Sherman sells life insurance, annuities, and long-term care products with various companies, dedicating full-time hours to this. He also works as a financial advisor at Great Oak Financial Group, providing financial planning, advice, and recommendations, also taking full-time hours.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Cetera Advisors LLC
November 2016 - March 2024 · 7 yrs 4 mos
Next Financial Group, INC.
May 2013 - November 2016 · 3 yrs 6 mos
Next Financial Group, INC.Broker
April 2008 - November 2016 · 8 yrs 7 mos
Securities America Advisors, INC.
June 2005 - April 2008 · 2 yrs 10 mos
Securities America, INC.Broker
May 2005 - April 2008 · 2 yrs 11 mos
Metlife Securities INC.
April 2003 - December 2003 · 8 mos
Metlife Securities INC.Broker
April 2003 - June 2005 · 2 yrs 2 mos
Metropolitan Life Insurance CompanyBroker
April 2003 - June 2005 · 2 yrs 2 mos
Veravest Investment Advisors, INC.
December 1993 - May 2003 · 9 yrs 5 mos
Veravest Investments, INC.Broker
October 1993 - May 2003 · 9 yrs 7 mos
Century Investors of America, INC.Broker
June 1987 - October 1993 · 6 yrs 4 mos
State Registrations8 states
AZCACOIDMIORTNWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sherman Ober - Financial Advisor | TrueAdvisor