Alan Richard Joyce

Rossby Financial, LLC

36 Years of Experience

4 Disclosures

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & CoachingRetirement Planning

Rossby Financial, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

18 advisors

Number of Clients

804 clients

Average Client Portfolio

$446K average

Assets Under Management

$358.6M

Fee Structure

Minimum Investment:None

Financial Planning:Investment management only

Location

2412 Irwin Street, Melbourne, FL, 32901

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History

Regulatory History (4)

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Employment Separation After Allegations

February 2024

Regulatory

December 2013

Final

Regulatory

January 2013

Final

Customer Dispute

March 2010

Settled

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Other Business Activities

Alan is the owner/proprietor of The Alan R Joyce Company LLC, providing consulting services to real estate and structured settlement sellers. He is also a partner in The Britus Group LLC, which currently has no operations; both activities require minimal time.