Richard Levenson is a registered investment advisor at Western Financial Corporation, based in San Diego, CA, with 38 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 169 clients with $310M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.00% |
| $250K - $500K | 1.50% |
| $500K - $1.0M | 1.25% |
| $1.0M - $5.0M | 1.00% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.30% |
Fees are negotiable at WFC's sole discretion. Some accounts are under different fee schedules honoring prior agreements and/or for CPM clients, aggregated by household to determine the maximum portfolio annual fee. WFC also manages some family/related and friends’ accounts at no charge.
Fee Estimator
Location
13400 Sabre Springs Parkway, Ste. 170, San Diego, CA, 92128
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is the managing member of Levenson Apparel, LLC dba RSL Western Wear, an online retail apparel store. He spends a few hours per week managing the activities of the online store.
Employment History
Current Registrations
Western Financial Corporation
Previous Registrations
Levenson & Company, LLC
Western Financial CorporationBroker
State Registrations2 states
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