Philip Polito is a registered investment advisor, based in Tega Cay, SC, with 37 years of industry experience.
Location
Tega Cay, SC
Get directionsHistory
Regulatory History (2)
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Customer Dispute
October 2009Denied
Customer Dispute
January 2009Denied
Employment History
Current Registrations
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 7 mos
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.Broker
December 2007 - January 2018 · 10 yrs 1 mo
Bb&t Investment Services, INC.
December 2007 - January 2018 · 10 yrs 1 mo
Ameriprise Financial Services, INC.
August 2007 - November 2007 · 3 mos
Ameriprise Financial Services, INC.Broker
August 2007 - November 2007 · 3 mos
Uvest Financial Services Group, INC.
September 2006 - June 2007 · 9 mos
First Southeast Investor Services, INC.Broker
May 2004 - May 2007 · 3 yrs
Uvest Financial Services Group, INC.Broker
October 2002 - May 2004 · 1 yr 7 mos
Capital Investment Group, INC.Broker
April 2002 - September 2002 · 5 mos
Quick & Reilly, INC.Broker
December 2000 - December 2001 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - November 2000 · 5 mos
Fidelity Brokerage Services, INC.Broker
September 1987 - June 2000 · 12 yrs 9 mos
State Registrations2 states
NCSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.