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Mark Zuckerman

Ameriprise Financial Services, LLC
32 Years of Experience
Boca Raton, FL
1 DisclosureBroker
View SEC Summary
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Mark Zuckerman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Boca Raton, FL, with 32 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

5200 Town Center Cir Ste 600, Boca Raton, FL, 33486-1045

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
March 2016
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2025 - Present · 1 yr 1 mo
Ameriprise Financial Services, LLCBroker
October 2025 - Present · 1 yr 1 mo
Previous Registrations
Oppenheimer & CO. INC.
November 2007 - October 2025 · 17 yrs 11 mos
Oppenheimer Asset Management
April 2003 - November 2007 · 4 yrs 7 mos
Oppenheimer & CO. INC.Broker
January 2003 - October 2025 · 22 yrs 9 mos
Fahnestock Asset Management
January 2003 - April 2003 · 3 mos
Cibc World Markets CORP.
June 2002 - January 2003 · 7 mos
Cibc World Markets CORP.Broker
November 1996 - January 2003 · 6 yrs 2 mos
Olde Discount CorporationBroker
October 1994 - December 1996 · 2 yrs 2 mos
Moore & Schley, Cameron & CO.Broker
August 1988 - September 1988 · 1 mo
Financial Northeastern Securities, INC.Broker
January 1988 - March 1988 · 2 mos
Apple Financial CorporationBroker
June 1987 - January 1988 · 7 mos
State Registrations43 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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