CD
CD

Christopher Dursi

38 Years of Experience
Brookfield, CT
2 DisclosuresBroker

Christopher Dursi is a registered investment advisor at LPL Financial LLC, based in Brookfield, CT, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

143 Federal Road, Brookfield, CT, 06804

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2020
Settled
Customer Dispute
October 2006
Denied
Other Business Activities

Christopher is a financial advisor doing business as Wilmington Advisors@ M and T, an entity for his LPL business. He dedicates nearly full-time hours to this investment-related activity.

Employment History
Current Registrations
LPL Financial LLC
August 2022 - Present · 3 yrs 9 mos
LPL Financial LLC
August 2022 - Present · 3 yrs 9 mos
LPL Financial LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
People's United Advisors, INC.
May 2018 - August 2022 · 4 yrs 3 mos
People's Securities, INC.
January 2014 - March 2020 · 6 yrs 2 mos
People's Securities, INC.Broker
December 2013 - August 2022 · 8 yrs 8 mos
LPL Financial LLC
October 2012 - January 2014 · 1 yr 3 mos
LPL Financial LLCBroker
October 2012 - January 2014 · 1 yr 3 mos
Capital One Financial Advisors LLC
November 2009 - September 2012 · 2 yrs 10 mos
Capital One Investment Services LLCBroker
December 2002 - September 2012 · 9 yrs 9 mos
Ifmg Securities, INC.Broker
February 2002 - December 2002 · 10 mos
Hsbc Brokerage (USA) INC.Broker
June 2000 - January 2002 · 1 yr 7 mos
Republic Financial Services CorporationBroker
September 1995 - June 2000 · 4 yrs 9 mos
Essex National Securities, INC.Broker
August 1993 - September 1995 · 2 yrs 1 mo
Tucker Anthony IncorporatedBroker
June 1987 - August 1993 · 6 yrs 2 mos
State Registrations17 states
CACOCTDEFLGAMANCNHNJNVNYOHPASCVAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Dursi - Financial Advisor | TrueAdvisor