Warren Wernick
Warren Wernick is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Beachwood, OH, with 38 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Enterprise Place, 3401 Enterprise Pkwy, Ste 220, Beachwood, OH, 44122
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2011Customer Dispute
March 1999Other Business Activities
Warren is an advisory representative of an RIA, spending about half his time on advisory activities and trading. He is also a partner at Chagrin Valley Business Strategies LLC, dedicating a few hours per week to consulting.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Nca Financial Planners
Royal Alliance Associates, INC.
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.