JM
ChFC
JM
ChFC

James Richard Morton

38 Years of Experience
BrokerSells Insurance
Areas of Practice
Retirement PlanningEducation PlanningEstate PlanningInvestment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
9179 advisors
Number of Clients
574,829 clients
Average Client Portfolio
$348K average
Assets Under Management
$200.3B

Fee Structure

Minimum Investment:$5.5K
Financial Planning:Investment management only
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Location

405 E Northtown Rd, Kirksville, MO, 63501

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James volunteers monthly for NEMO Senior Citizens Services, using his truck to transport food. He is also an owner/member and financial advisor for Morton Financial Solutions, LLC, where he provides securities, advisory, and fixed insurance sales and service, dedicating nearly full-time hours to this role.

Employment History
Current Registrations
Osaic Wealth, INC.Broker
June 2024 - Present · 1 yr 8 mos
Usadvisors Wealth Management, LLC
November 2014 - Present · 11 yrs 3 mos
Previous Registrations
Securities America, INC.Broker
May 2008 - June 2024 · 16 yrs 1 mo
Securities America Advisors, INC.
May 2008 - November 2014 · 6 yrs 6 mos
First Advisors, INC.
January 2007 - May 2008 · 1 yr 4 mos
Ffp Advisory Services INC
June 1996 - January 2007 · 10 yrs 7 mos
Ffp Securities, INC.Broker
October 1994 - May 2008 · 13 yrs 7 mos
Pruco Securities CorporationBroker
June 1987 - October 1994 · 7 yrs 4 mos
State Registrations11 states
AKARCOCTFLIAILKSMONYVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
James Richard Morton - Financial Advisor | TrueAdvisor