Alvin Richards
Alvin Richards is a ChFC-designated registered investment advisor at Richards Financial Planning, LLC, based in Houston, TX, with 6 years of industry experience. Alvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 2 clients with $330K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.00% |
| $250K - $1.0M | 0.90% |
| $1.0M - $3.0M | 0.80% |
| $3.0M - $5.0M | 0.70% |
| $5.0M - $7.0M | 0.60% |
| $7.0M - $10.0M | 0.50% |
| $10M+ | 0.40% |
Fee Estimator
Location
Houston, TX
Get directionsHistory
Regulatory History (1)
Judgment / Lien
February 2010Other Business ActivitiesSells Insurance
Alvin is engaged in annuity, life, and health insurance sales from multiple carriers and has been licensed since 1987. This activity takes about half of Alvin's time.
Employment History
Current Registrations
Richards Financial Planning, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.