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Stephen Clifford

Capital Synergy Partners
26 Years of Experience
Scottsdale, AZ
BrokerSells Insurance
View SEC Summary
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Stephen Clifford is a registered investment advisor at Capital Synergy Partners, based in Scottsdale, AZ, with 26 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.

Capital Synergy Partners
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
331 clients
Average Client Portfolio
$309K average
Assets Under Management
$102.3M

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M2.00%
$1M+1.75%

Fees are negotiable at the discretion of Capital Synergy Partners. Third-party money manager program fees will not exceed 1.5%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

17015 N. Scottsdale Road Suite 00, Scottsdale, AZ, 85255

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Stephen is involved in real estate sales with HomeSmart, dedicating a few hours per week. He also owns The Winfield Group LLC, where he sells fixed insurance, life insurance, and annuities, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
Capital Synergy Partners
June 2012 - Present · 14 yrs 4 mos
Capital Synergy PartnersBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Capital Synergy PartnersBroker
April 2011 - April 2011 · 0 mos
Qa3 Financial LLC
July 2008 - September 2009 · 1 yr 2 mos
Qa3 Financial CORP.Broker
February 2008 - September 2009 · 1 yr 7 mos
Qa3 Financial CORP.Broker
September 2007 - December 2007 · 3 mos
Sunset Financial Services, INC.Broker
September 2006 - September 2007 · 1 yr
Mtl Equity Products, INC.Broker
January 2005 - February 2006 · 1 yr 1 mo
Mony Securities CorporationBroker
March 2004 - December 2004 · 9 mos
Mony Securities CorporationBroker
December 2003 - December 2003 · 0 mos
Trusted Securities Advisors CORP.Broker
August 2001 - December 2003 · 2 yrs 4 mos
Capital Analysts, IncorporatedBroker
November 2000 - June 2001 · 7 mos
Travelers Equities Sales, INC.Broker
July 1992 - May 1993 · 10 mos
Bma Financial Services, INC.Broker
June 1987 - August 1990 · 3 yrs 2 mos
State Registrations2 states
AZCA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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