Stephen Clifford
Stephen Clifford is a registered investment advisor at Capital Synergy Partners, based in Irvine, CA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 331 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1M+ | 1.75% |
Fees may be negotiable. CSP also offers a Third Party Money Manager Program where CSP's fee will not exceed 1.5% of the value of assets held in the account.
Fee Estimator
Location
2860 Michelle Drive, Suite 150, Irvine, CA, 92606
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is involved in real estate sales with HomeSmart, dedicating a few hours per week. He also owns The Winfield Group LLC, where he sells fixed insurance, life insurance, and annuities, dedicating nearly full-time hours to this activity.
Employment History
Current Registrations
Capital Synergy Partners
Capital Synergy PartnersBroker
Previous Registrations
Capital Synergy PartnersBroker
Qa3 Financial LLC
Qa3 Financial CORP.Broker
Qa3 Financial CORP.Broker
Sunset Financial Services, INC.Broker
Mtl Equity Products, INC.Broker
Mony Securities CorporationBroker
Mony Securities CorporationBroker
Trusted Securities Advisors CORP.Broker
Capital Analysts, IncorporatedBroker
Travelers Equities Sales, INC.Broker
Bma Financial Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.