Thomas Swigert
Thomas Swigert is a registered investment advisor at Cetera Investment Advisers LLC, based in Evanston, IL, with 38 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Evanston, IL
Get directionsHistory
Regulatory History (2)
Customer Dispute
October 2015Customer Dispute
October 2009Other Business ActivitiesSells Insurance
Thomas is the chief executive officer of a farm trust, an independent insurance agent, and president of an accounting services/tax preparation company. He also sells life, health, long-term care, and annuity insurance, and is involved with a non-profit, a product sales/marketing/leasing company, and a church endowment committee.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations12 states
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