RP
RP

Richard Pignone

30 Years of Experience
Andover, MA
2 DisclosuresBroker

Richard Pignone is a registered investment advisor, based in Andover, MA, with 30 years of industry experience.

Location

300 Brickstone Sq., Ste. 1006, Andover, MA, 01810

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2013
Settled
Customer Dispute
September 2007
Denied
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Raymond James Financial Services Advisors, INC
February 2014 - December 2016 · 2 yrs 10 mos
Raymond James Financial Services, INC.Broker
December 2013 - May 2022 · 8 yrs 5 mos
Morgan StanleyBroker
June 2009 - January 2014 · 4 yrs 7 mos
Citigroup Global Markets INC.Broker
May 1995 - June 2009 · 14 yrs 1 mo
State Registrations24 states
AZCACOCTFLGAILKSKYMAMEMIMONCNHNYORPARISCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.