William Cathriner is a registered investment advisor, based in Houston, TX, with 30 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1330 Post Oak Blvd., Suite 2100, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Gfs Advisors LLC
January 2023 - Present · 3 yrs 9 mos
Global Financial Services, L.L.C.Broker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
Banorte Securities International, LTD.Broker
March 2020 - December 2022 · 2 yrs 9 mos
Banorte Asset Management, INC.
March 2020 - December 2022 · 2 yrs 9 mos
Actinver Wealth Management, INC.
February 2017 - December 2019 · 2 yrs 10 mos
Actinver Securities, INC.Broker
February 2017 - December 2019 · 2 yrs 10 mos
Salient Capital L.P.Broker
May 2011 - October 2016 · 5 yrs 5 mos
Salient Capital Advisors, LLC
September 2010 - October 2016 · 6 yrs 1 mo
Bbva Investments INC.Broker
September 2007 - July 2009 · 1 yr 10 mos
Bbva Securities INC.Broker
September 2006 - December 2006 · 3 mos
Bbva Securities INC.Broker
April 2005 - September 2006 · 1 yr 5 mos
Bbva Bancomer Securities International, INC.Broker
September 2002 - March 2005 · 2 yrs 6 mos
Amherst Securities Group, L.P.Broker
November 2000 - August 2002 · 1 yr 9 mos
Tradescape.com Securities, LLCBroker
July 1999 - May 2000 · 10 mos
Momentum Securities, L.L.C.Broker
April 1999 - April 2000 · 1 yr
A I M Distributors, INC.Broker
July 1995 - December 1998 · 3 yrs 5 mos
John Hancock Funds, INC.Broker
January 1995 - May 1995 · 4 mos
Transamerica Fund Distributors, INC.Broker
November 1993 - January 1995 · 1 yr 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 1987 - May 1988 · 9 mos
State Registrations25 states
AZCACOCTDEFLGAKYMAMDMIMOMSNCNJNYOHOKPASCSDTXUTVAWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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