Yvette Baca
Yvette Baca is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Albuquerque, NM, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
8206 Louisiana Blvd NE, Suite A, Albuquerque, NM, 87113
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Yvette is the owner of YYB LLC, a financial services support company, since 2019. She dedicates minimal time to this business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations17 states
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