Timothy Oconnor
Timothy Oconnor is a registered investment advisor at LPL Financial LLC, based in Grand Island, NE, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2536 N Diers Ave, Grand Island, NE, 68803
Get directionsHistory
Regulatory History (3)
Customer Dispute
January 2015Customer Dispute
August 2013Criminal
December 1979Other Business ActivitiesSells Insurance
Timothy is a DBA for LPL business under Equitable Wealth Management since 2018. He is also the President of O'Connor & Associates Inc, an insurance agency, since 1989, dedicating a few hours per week. Timothy also works as a Notary Public.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Securities America, INC.Broker
Cowles, Sabol & Company, IncorporatedBroker
First Lincoln Investments, INC.Broker
Securities America, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.