Stephen Defilippis
Stephen Defilippis is a registered investment advisor at Cetera Investment Advisers LLC, based in Wheaton, IL, with 38 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1751 S Naperville Road, Suite 102, Wheaton, IL, 60189-5896
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen sells disability insurance through Guardian Insurance, dedicating minimal time. He also sells health insurance and receives residuals for life insurance through various companies, spending minimal time on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLC
Cetera Financial Specialists LLCBroker
State Registrations21 states
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