Sean Dignan
Sean Dignan is a registered investment advisor at Gordon Carlson & Associates, based in Indio, CA, with 34 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 416 clients with $91M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients using Gordon Carlson & Associates' portfolio management services can have their monthly fees calculated based on their investment assets, which may include outside assets like real estate or retirement accounts. The annual fee is up to 2.5% of the market value of the investments, billed monthly.
Location
Indio, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sean is an insurance agent since November 2024, dedicating about 10-20% of his time to this role. Sean also works as a driver for Uber Technologies, spending about half of his time on this activity.
Employment History
Current Registrations
Gordon Carlson & Associates
Previous Registrations
Index Fund Advisors, INC.
Acorns Securities, LLCBroker
Acorns
Morris Financial, INC.Broker
Srd Capital Management
Srd Capital Management, INC.
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
Grant Bettingen, INC.
Grant Bettingen, INC.Broker
Dean Witter Reynolds INC.Broker
Dean Witter Reynolds INC.Broker
Quest Capital Strategies, INC.Broker
Securities West, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.