AO
AO
Andrew Oberman is a registered investment advisor at Morgan Stanley, based in Clayton, MO, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
7733 Forsyth Boulevard, Suite 2100, Clayton, MO, 63105
Get directionsHistory
Regulatory History (5)
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Customer Dispute
November 2014Final
Customer Dispute
February 2006Denied
Customer Dispute
April 2005Denied
Customer Dispute
October 2002Denied
Customer Dispute
July 2000Denied
Other Business Activities
Andrew is the owner of SSJM LLC, a real estate business, since 1988. He also has a trust since 2018, spending minimal time on these activities outside of business hours.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
March 2001 - April 2007 · 6 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 1987 - April 2007 · 19 yrs 9 mos
State Registrations33 states
AKALARAZCACOCTDCDEFLGAILINKSMAMDMIMNMOMTNCNJNMNVNYOHOKPASCTNTXVAWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.