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Edward Taliaferro

38 Years of Experience
Chattanooga, TN
8 DisclosuresBroker

Edward Taliaferro is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Chattanooga, TN, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

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Location

633 Chestnut Street, The Republic Center, Suite 2050, Chattanooga, TN, 37450

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Customer Dispute
November 2017
Denied
Customer Dispute
April 2010
Denied
Customer Dispute
October 2008
Denied
Customer Dispute
April 2005
Denied
Customer Dispute
April 2002
Closed-No Action
Customer Dispute
November 2000
Closed-No Action
Customer Dispute
January 1999
Closed-No Action
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
October 2019 - Present · 6 yrs 7 mos
Robert W. Baird & CO. IncorporatedBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
March 2004 - October 2019 · 15 yrs 7 mos
J.J.B. Hilliard, W.L. Lyons, LLCBroker
May 2001 - October 2019 · 18 yrs 5 mos
Raymond James & Associates, INC.Broker
April 1994 - June 2001 · 7 yrs 2 mos
Raymond James & Associates, INC.Broker
April 1994 - April 1994 · 0 mos
J.C. Bradford & CO.Broker
February 1988 - April 1994 · 6 yrs 2 mos
The Robinson-Humphrey Company INC.Broker
June 1987 - January 1988 · 7 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Edward Taliaferro - Financial Advisor | TrueAdvisor