EK
EK

Evan Kraft

32 Years of Experience
Minneapolis, MN
Broker

Evan Kraft is a registered investment advisor at RBC Capital Markets, LLC, based in Minneapolis, MN, with 32 years of industry experience. Evan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

250 Nicollet Mall, SUITE 2000, 16th Floor, Minneapolis, MN, 55401-1931

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Capital Markets, LLC
December 2008 - Present · 17 yrs 5 mos
RBC Capital Markets, LLC
December 2008 - Present · 17 yrs 5 mos
RBC Capital Markets, LLCBroker
December 2008 - Present · 17 yrs 5 mos
Previous Registrations
J. B. Hanauer & CO.
May 2005 - November 2008 · 3 yrs 6 mos
J. B. Hanauer & CO.Broker
February 2000 - November 2008 · 8 yrs 9 mos
The Investment Center, INC.Broker
August 1994 - April 1996 · 1 yr 8 mos
Pruco Securities CorporationBroker
February 1993 - January 1994 · 11 mos
Halpert and Company, INC.Broker
November 1989 - October 1992 · 2 yrs 11 mos
First Institutional Securities CORP.Broker
March 1989 - October 1989 · 7 mos
Broadway Financial Investment Services CORP.Broker
February 1989 - October 1989 · 8 mos
Glickenhaus & CO. - New JerseyBroker
December 1988 - February 1989 · 2 mos
State Registrations5 states
FLILNJNYPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Evan Kraft - Financial Advisor | TrueAdvisor