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William Wickham
38 Years of Experience
Tucson, AZ
3 DisclosuresBroker
William Wickham is a registered investment advisor at Wells Fargo Advisors, based in Tucson, AZ, with 38 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
1795 E Skyline Dr, Ste 141, Tucson, AZ, 85718
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019Denied
Customer Dispute
March 2008Settled
Customer Dispute
October 1996Settled
Other Business Activities
William owns multiple rental properties in Arizona. He also owns 100% of BW Advisors LLC, a financial practice, dedicating nearly full-time hours to it.
Employment History
Current Registrations
Wells Fargo Advisors
September 2023 - Present · 2 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2023 - Present · 2 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
February 2012 - September 2023 · 11 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
February 2012 - September 2023 · 11 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1991 - February 2012 · 20 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1987 - February 2012 · 24 yrs 6 mos
State Registrations24 states
AZCACOFLGAHIIDILINMAMIMSMTNCNJNVNYOHORPAVAWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.