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Robert Schwartz
38 Years of Experience
Atlanta, GA
1 DisclosureBroker
Robert Schwartz is a registered investment advisor at Raymond James & Associates, INC., based in Atlanta, GA, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
6 Concourse Parkway, Suite 2175, Atlanta, GA, 30328
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 2009Settled
Other Business Activities
Robert has a personal investment in Tupelo Honey Cafe Restaurant since 2017. He has no responsibilities and dedicates minimal time to this investment.
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2005 - Present · 21 yrs 4 mos
Raymond James & Associates, INC.
February 1993 - Present · 33 yrs 3 mos
Raymond James & Associates, INC.Broker
February 1993 - Present · 33 yrs 3 mos
Previous Registrations
Raymond James & Associates, INC.
April 2003 - December 2004 · 1 yr 8 mos
Alex. Brown & Sons IncorporatedBroker
July 1987 - February 1993 · 5 yrs 7 mos
State Registrations9 states
CADCFLGANCNJTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.