Adam Shapiro is a registered investment advisor at Morgan Stanley, based in Fort Lauderdale, FL, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
350 East Las Olas Boulevard, Suite 1500, Fort Lauderdale, FL, 33301
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
May 2009 - June 2009 · 1 mo
Morgan Stanley & CO. IncorporatedBroker
May 2009 - June 2009 · 1 mo
Raymond James & Associates, INC.
October 1998 - May 2009 · 10 yrs 7 mos
Raymond James & Associates, INC.Broker
October 1998 - May 2009 · 10 yrs 7 mos
Gruntal & CO., L.L.C.Broker
May 1994 - October 1998 · 4 yrs 5 mos
D. Blech & Company, IncorporatedBroker
April 1994 - May 1994 · 1 mo
Buttonwood Securities, INC.Broker
June 1992 - April 1994 · 1 yr 10 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
May 1989 - June 1990 · 1 yr 1 mo
Drexel Burnham Lambert IncorporatedBroker
March 1989 - July 1989 · 4 mos
F.D. Roberts Securities, INC.Broker
February 1988 - October 1989 · 1 yr 8 mos
Blinder, Robinson & CO., INC.Broker
July 1987 - January 1988 · 6 mos
State Registrations31 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.