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Kenneth Kaszak

Trustmont Advisory Group, INC.
34 Years of Experience
Greensburg, PA
5 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Kenneth Kaszak is a registered investment advisor at Trustmont Advisory Group, INC., based in Greensburg, PA, with 34 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 3,945 clients with $1.1B in assets under management.

Trustmont Advisory Group, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
64 advisors
Number of Clients
3,945 clients
Average Client Portfolio
$285K average
Assets Under Management
$1.1B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Scenic Drive Professional Center, 200 Brush Run Road, Suite A, Greensburg, PA, 15601

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2017
Judgment / Lien
September 2011
Judgment / Lien
June 2011
Judgment / Lien
September 2008
Employment Separation After Allegations
June 1993
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Kenneth operates under the DBA Kenneth Kaszak and/or valuekaszak, selling life insurance and providing educational services via Zoom in financial and health literacy. He also assists with writing classes and marketing self-published books, and gives class presentations on Johannes Vermeer; these activities take a few hours per week, about 10-20% of his time, and a few hours per week, respectively.

Employment History
Current Registrations
Trustmont Advisory Group, INC.
January 2010 - Present · 16 yrs 6 mos
Trustmont Financial Group, INC.Broker
January 2010 - Present · 16 yrs 6 mos
Trustmont Financial Group, INC.
January 2010 - Present · 16 yrs 6 mos
Previous Registrations
Investors Capital Advisory
June 2009 - January 2010 · 7 mos
Investors Capital CORP.Broker
February 2003 - January 2010 · 6 yrs 11 mos
The Investment Center, INC.Broker
February 2002 - December 2002 · 10 mos
Investors Capital CORP.Broker
January 1999 - February 2002 · 3 yrs 1 mo
Allegheny Investments, LTD.Broker
August 1993 - January 1999 · 5 yrs 5 mos
Pittsburgh Financial Planners, INC.Broker
November 1992 - July 1993 · 8 mos
Royal Alliance Associates, INC.Broker
June 1991 - August 1991 · 2 mos
Investment Management & Research, INCBroker
April 1990 - July 1990 · 3 mos
Financial Investment Analysts, INC.Broker
June 1987 - April 1988 · 10 mos
State Registrations10 states
FLLAMDNCNJOHPASCVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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