Steven Lathrop is a CFP, ChFC-designated registered investment advisor, based in Franklin, TN, with 38 years of industry experience.
Location
Franklin, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is an independent insurance agent and a Senior VP at USI Insurance Services, dedicating nearly full-time hours to the insurance firm. He also owns Stormy Enterprises LLC, a holding company, and works full-time as an advisory representative for CIRA, a registered investment advisor, and as an investment advisor rep and registered rep for Mariner Wealth Advisors and MSEC LLC, respectively.
Employment History
Current Registrations
Cooper Mcmanus
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Msec, LLCBroker
Mariner Wealth
Cambridge Investment Research Advisors, INC.
Cambridge Investment Reserarch, INC.
Cambridge Investment Research, INC.Broker
MML Investors Services, INC.Broker
Mutual Service CorporationBroker
G. R. Phelps & CO., INC.Broker
Pruco Securities CorporationBroker
State Registrations3 states
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