Ronald New is a registered investment advisor at Whipplewood Advisors, LLC, based in Littleton, CO, with 30 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 148 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
WhippleWood Advisors' investment management fees are based on a percentage of your portfolio's value each year, billed quarterly. The maximum annual advisory fee is 1.15%, but the specific fee is set forth in your Investment Advisory Agreement. Fees may vary based on the size of the account, complexity of the portfolio, or other reasons agreed upon. Employees and their family-related accounts are charged a reduced fee. The client may initiate negotiation of advisory fees.
Location
11852 Shaffer Drive, Building B, Littleton, CO, 80127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Ronald is on the Board of Directors for the Risk Management Association and an advisory board member for the City and County of Denver, dedicating minimal time to each. He also chairs a committee for the University of Colorado, spending a few hours per week, and is a Managing Member of Capital Peak, LLC, which is currently dormant.
Employment History
Current Registrations
Whipplewood Advisors, LLC
Previous Registrations
Moreton Asset Management, LLC
Moreton Asset Management, LLC
Moreton Capital Markets, LLCBroker
Ghp Investment Advisors INC
Stifel, Nicolaus & Company, IncorporatedBroker
Hanifen, Imhoff INC.Broker
Hanifen, Imhoff INC.Broker
Lumiere Securities, INC.Broker
L.P. Charles & CompanyBroker
Royal Alliance Associates, INC.Broker
J. W. Gant & Associates, INC.Broker
Vanderbilt Securities, INC.Broker
Blinder, Robinson & CO., INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.