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Michael Mathioudakis

Genesis Advisors, LLC
36 Years of Experience
Fishers, IN
3 DisclosuresSells Insurance
View SEC Summary
View SEC Summary

Michael Mathioudakis is a registered investment advisor at Genesis Advisors, LLC, based in Fishers, IN, with 36 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 132 clients with $120M in assets under management.

Genesis Advisors, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
132 clients
Average Client Portfolio
$918K average
Assets Under Management
$121.2M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Firm offers two fee schedules: flat fee and tiered fee. The tiered fee schedule is as follows: Less than $250,000: 1.25% $250,000 to $750,000: 1.00% $750,001 to $2,000,000: 0.85% $2,000,001 to $5,000,000: 0.75% Greater than $5,000,000: 0.50% Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10150 Lantern Road, Suite 175, Fishers, IN, 46037

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2013
Settled
Regulatory
May 2011
Final
Customer Dispute
June 2008
Withdrawn
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michael is the sole owner and Managing Member of Genesis ESOP Advisors, LLC, dedicating about half of his time to providing employee stock ownership plan trustee services. He is also Managing Member of Genesis Investments, LLC, a passive investment entity, dedicating minimal time, and an independent insurance agent, dedicating a few hours per week.

Employment History
Current Registrations
Genesis Advisors, LLC
November 2009 - Present · 16 yrs 6 mos
Previous Registrations
Titan SecuritiesBroker
May 2009 - June 2010 · 1 yr 1 mo
Private Wealth Advisors, INC.
May 2009 - September 2009 · 4 mos
The Stewardship Alliance, LLC
January 2004 - December 2005 · 1 yr 11 mos
Private Consulting Group, INC.Broker
January 2001 - March 2009 · 8 yrs 2 mos
NFP Securities, INC.Broker
July 2000 - January 2001 · 6 mos
Private Consulting Group, INC.
November 1999 - December 2008 · 9 yrs 1 mo
Private Consulting Group, INC.Broker
September 1999 - July 2000 · 10 mos
The Genesis Group, LLC
December 1998 - April 2003 · 4 yrs 4 mos
Partners Securities, INC.Broker
May 1997 - November 1999 · 2 yrs 6 mos
Fortis Investors, INC.Broker
October 1995 - May 1997 · 1 yr 7 mos
Manequity, INC.Broker
September 1993 - November 1995 · 2 yrs 2 mos
Proequities, INC.Broker
July 1990 - October 1995 · 5 yrs 3 mos
Berkshire Equity Sales, INC.Broker
July 1987 - May 1988 · 10 mos
State Registrations2 states
INTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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