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Terrence Lapan

Ameriprise Financial Services, LLC
24 Years of Experience
Bishop, CA
1 DisclosureBroker
View SEC Summary
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Terrence Lapan is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bishop, CA, with 24 years of industry experience. Terrence is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

686 W Line St, Bishop, CA, 93514

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 2013
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Terrence owns multi-family real estate since 2008. He also works as a wine and food server for Sierra Chef LLC, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Ameriprise Financial Services, LLCBroker
April 2013 - Present · 13 yrs 6 mos
Ameriprise Financial Services, LLC
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
October 2011 - March 2013 · 1 yr 5 mos
Stifel, Nicolaus & Company, Incorporated
October 2011 - March 2013 · 1 yr 5 mos
Wells Fargo Advisors, LLC
March 2010 - November 2011 · 1 yr 8 mos
Wells Fargo Advisors, LLCBroker
January 2008 - November 2011 · 3 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
March 2002 - January 2008 · 5 yrs 10 mos
State Registrations9 states
AZCACOFLMTNVVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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