Timothy Sheffield
Timothy Sheffield is a registered investment advisor at Calton & Associates, INC., based in Arlington, TN, with 38 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 1 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Calton charges a percentage of your portfolio for investment management, up to 2.60% annually. This fee may be negotiable. The exact fee depends on the representative managing your account and the program you select. You may also incur additional fees from third-party money managers. Calton bills quarterly, either in advance or arrears. You can terminate the agreement with 30 days' notice, and any unearned fees will be refunded. Some clients may be charged performance-based fees.
Location
Arlington, TN
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Regulatory History (7)
Judgment / Lien
April 2017Judgment / Lien
December 2010Judgment / Lien
April 2010Judgment / Lien
April 2010Judgment / Lien
October 2009Customer Dispute
January 2009Customer Dispute
September 1992Employment History
Current Registrations
Calton & Associates, INC.
Calton & Associates, INC.Broker
Previous Registrations
Drake & Company, INC.Broker
Paragon Capital MarketsBroker
Municipal Securities, IncorporatedBroker
General Financial Services, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.