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Timothy Sheffield
39 Years of Experience
Arlington, TN
8 DisclosuresBroker
Timothy Sheffield is a registered investment advisor at Calton & Associates, INC., based in Arlington, TN, with 39 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 5,283 clients with $1.6B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
229 advisors
Number of Clients
5,283 clients
Average Client Portfolio
$298K average
Assets Under Management
$1.6B
Fee Structure
Minimum Investment:$50K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.60% |
Fees are up to 2.60% and may be negotiable depending on the client, representative, and program selected.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Arlington, TN
Get directionsHistory
Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
April 2026Judgment / Lien
April 2017Judgment / Lien
December 2010Judgment / Lien
April 2010Judgment / Lien
April 2010Judgment / Lien
October 2009Customer Dispute
January 2009Settled
Customer Dispute
September 1992Award / Judgment
Employment History
Current Registrations
Calton & Associates, INC.
August 2011 - Present · 15 yrs 2 mos
Calton & Associates, INC.Broker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Drake & Company, INC.Broker
February 1999 - December 1999 · 10 mos
Paragon Capital MarketsBroker
June 1995 - February 1999 · 3 yrs 8 mos
Municipal Securities, IncorporatedBroker
August 1987 - May 1995 · 7 yrs 9 mos
General Financial Services, INC.Broker
June 1987 - August 1987 · 2 mos
State Registrations9 states
ALCAFLINKYMSNCTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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