H Thompson
H Thompson is a registered investment advisor at LPL Financial LLC, based in Coshocton, OH, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
448 1/2 Main Street, Ste. 203, Coshocton, OH, 43812
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2004Other Business ActivitiesSells Insurance
H. operates H. Dewey Thompson Financial Service as a DBA for IAA and LPL, and provides investment advisory services through Independent Advisor Alliance, dedicating nearly full-time hours to these activities. H. also works as a servicing agent for an insurance agency, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
The Lincoln National Life Insurance CompanyBroker
Walnut Street Securities, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.