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CFP
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CFP

Nancy Parsons

Benjamin F. Edwards & Company, Incorporated
38 Years of Experience
Springfield, IL
Broker
View SEC Summary
View SEC Summary

Nancy Parsons is a CFP-designated registered investment advisor at Benjamin F. Edwards & Company, Incorporated, based in Springfield, IL, with 38 years of industry experience. Nancy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 33,057 clients with $19B in assets under management.

Benjamin F. Edwards & Company, Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
518 advisors
Number of Clients
33,057 clients
Average Client Portfolio
$572K average
Assets Under Management
$18.9B

Fee Structure

Minimum Investment:$5K
Investment management only (planning not offered)
Minimum Annual Fee:$125
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum total wrap fee is 2.50% annually, combining advisor and manager fees. Specific strategy rates vary, and fees are fully negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

3038 Spring Mill Drive, Springfield, IL, 62704

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nancy serves as a trustee for a family member's trust in Mason, IL, dedicating about 10-20% of her time to this investment-related activity. A few of these hours occur during securities trading hours.

Employment History
Current Registrations
Benjamin F. Edwards & Company, Incorporated
January 2017 - Present · 9 yrs 9 mos
Benjamin F. Edwards & Company, INC.
January 2017 - Present · 9 yrs 9 mos
Benjamin F. Edwards & Company, INC.Broker
January 2017 - Present · 9 yrs 9 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
January 2008 - January 2017 · 9 yrs
Wells Fargo Clearing Services, LLC
January 2008 - January 2017 · 9 yrs
A. G. Edwards & Sons, INC.
November 2001 - January 2008 · 6 yrs 2 mos
A. G. Edwards & Sons, INC.Broker
October 2001 - January 2008 · 6 yrs 3 mos
Banc One Securities CorporationBroker
July 1995 - November 2001 · 6 yrs 4 mos
H.D. Vest Investment Securities, INC.Broker
July 1991 - July 1995 · 4 yrs
Whale Securities CO., L.P.Broker
November 1990 - December 1990 · 1 mo
The Stuart-James Company, IncorporatedBroker
July 1987 - November 1990 · 3 yrs 4 mos
State Registrations9 states
ALAZFLILKYMONJNVVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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