Dale Hearn
Dale Hearn is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Spring, TX, with 39 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
21025 Spring Brook Plaza Drive, Spring, TX, 77379
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dale is a financial advisor/partner at Strategic Financial Advisors, focusing on retirement and college planning, and occasionally sells term insurance products, dedicating a few hours per week. He is also a committee member for Lanier Biblical Literacy Class and executor of his mother's estate, spending minimal time and a few hours per week, respectively, on these activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Concourse Financial Group Securities, INC.Broker
Concourse Financial Group Advisors
Sunamerica Securities, INC.Broker
Sunpoint Securities, INC.Broker
Murchison Investment Bankers, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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