JM
JM
Julia Mcginnis
37 Years of Experience
Olympia, WA
1 DisclosureBroker
Julia Mcginnis is a registered investment advisor at Cetera Investment Advisers LLC, based in Olympia, WA, with 37 years of industry experience. Julia operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
629 Summit Lake Shore Rd, Olympia, WA, 98502
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2021Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 6 mos
Cetera Investment Services LLCBroker
December 2012 - Present · 13 yrs 7 mos
Previous Registrations
Cetera Investment Services LLC
December 2012 - January 2014 · 1 yr 1 mo
J.P. Morgan Securities LLC
October 2012 - December 2012 · 2 mos
J.P. Morgan Securities LLCBroker
October 2012 - December 2012 · 2 mos
Chase Investment Services CORP.
December 2010 - October 2012 · 1 yr 10 mos
Chase Investment Services CORP.Broker
December 2010 - October 2012 · 1 yr 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - January 2011 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - January 2011 · 1 yr 3 mos
Banc of America Investment Services, INC.Broker
July 1999 - January 2009 · 9 yrs 6 mos
Banc of America Investment Services, INC.
July 1998 - January 2009 · 10 yrs 6 mos
Ba Investment Services, INC.Broker
July 1998 - July 1999 · 1 yr
Seafirst Investment Services, INC.Broker
July 1995 - July 1998 · 3 yrs
Essex National Securities, INC.Broker
December 1991 - July 1995 · 3 yrs 7 mos
Liberty Securities CorporationBroker
August 1991 - October 1991 · 2 mos
Gaf Financial and Insurance ServicesBroker
June 1989 - September 1991 · 2 yrs 3 mos
Pamco Securities and Insurance ServicesBroker
June 1989 - August 1991 · 2 yrs 2 mos
Gna Securities, INC.Broker
July 1987 - September 1988 · 1 yr 2 mos
State Registrations9 states
AZCAHIIDKYMONYORWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.