Matthew Sinclair
Matthew Sinclair is a registered investment advisor at MML Investors Services, LLC, based in Elmsford, NY, with 38 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
565 Taxter Road Suite 625 6th Floor, Elmsford, NY, 10523
Get directionsHistory
Regulatory History (2)
Regulatory
May 2017Customer Dispute
May 2015Other Business ActivitiesSells Insurance
Matthew is an independent insurance agent selling various insurance products since 1986, dedicating about 10-20% of his time. He also plays music as a guitarist/harmonica player, dedicating minimal time and not during SEC trading hours.
Employment History
Current Registrations
MML Investors Services, LLCBroker
MML Investors Services, LLC
Previous Registrations
Msi Financial Services, INC.Broker
Msi Financial Services, INC.
New England Securities Corporation
New England SecuritiesBroker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.