KT
CFP
KT
CFP

Kenneth Traficante

33 Years of Experience
Saddle Brook, NJ
1 DisclosureBrokerSells Insurance

Kenneth Traficante is a CFP-designated registered investment advisor at Equitable Advisors, LLC, based in Saddle Brook, NJ, with 33 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 69,432 clients with $38B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4570 advisors
Number of Clients
69,432 clients
Average Client Portfolio
$548K average
Assets Under Management
$38.0B

Fee Structure

Planning is included in investment management (also available separately)

Equitable Advisors offers investment management through LPL Financial programs and third-party asset managers (TAMPs). Fees vary depending on the program and assets invested.

For LPL programs like SAM, fees are based on a percentage of your portfolio. In some cases, you can choose whether to pay transaction charges directly or have the advisor pay them, which affects the overall advisory fee.

When using TAMPs, the fees are determined by the TAMP and a portion is paid to Equitable Advisors. The specific fees, minimums, and arrangements vary by TAMP, so it's important to review their brochures.

Equitable Advisors also offers ERISA fiduciary services to retirement plans, with fees determined by the specific services provided.

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Location

250 Pehle Avenue, Suite 300 - Park 80 W Plaza 2, Saddle Brook, NJ, 07663

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
November 2013
Final
Other Business ActivitiesSells Insurance

Kenneth is involved with Ashar Life Settlements and BNI for business-to-business networking. He also holds power of attorney for his parents.

Employment History
Current Registrations
Equitable Advisors, LLC
July 2002 - Present · 23 yrs 10 mos
Equitable Advisors, LLCBroker
May 1999 - Present · 27 yrs
Previous Registrations
The Equitable Life Assurance Society of the United StatesBroker
May 1999 - January 2000 · 8 mos
Summit Equities, INC.Broker
August 1995 - April 1999 · 3 yrs 8 mos
Prudential Securities IncorporatedBroker
August 1994 - August 1995 · 1 yr
Prudential Securities IncorporatedBroker
February 1991 - November 1991 · 9 mos
Dean Witter Reynolds INC.Broker
March 1988 - May 1989 · 1 yr 2 mos
First Investors CorporationBroker
September 1987 - October 1987 · 1 mo
State Registrations14 states
CACTFLGALAMAMDMIMNNJNVNYOHPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.