MM
CFA
MM
CFA

Michael Malloy

38 Years of Experience
Atlanta, GA
BrokerSells Insurance

Michael Malloy is a CFA-designated registered investment advisor, based in Atlanta, GA, with 38 years of industry experience.

Location

5600 Glenridge Drive Ne, Suite 230 - East, Atlanta, GA, 30342

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Michael is a trustee for the Karen F. Malloy Family Trust, overseeing assets with minimal time commitment. He is also a licensed insurance agent with Genworth Life and Annuity Insurance Company, dedicating a few hours per week.

Employment History
Current Registrations
Kingswood Capital Partners, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Atlanta Consulting Group Advisors, LLC
January 2018 - Present · 8 yrs 4 mos
Previous Registrations
Niagara International Capital LimitedBroker
January 2018 - June 2018 · 5 mos
Raymond James & Associates, INC.Broker
February 2013 - December 2017 · 4 yrs 10 mos
Raymond James & Associates, INC.
February 2013 - December 2017 · 4 yrs 10 mos
Morgan Keegan & Company, INC.
January 2001 - February 2013 · 12 yrs 1 mo
Morgan Keegan & Company, INC.Broker
August 1987 - February 2013 · 25 yrs 6 mos
State Registrations3 states
GASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.