Mark Filardi
Mark Filardi is a registered investment advisor at Astra Wealth Management Group, based in Plano, TX, with 38 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 964 clients with $1.6B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Astra Wealth Management's fees for managing your investments are based on the value of your portfolio and are charged quarterly. The annual fee will not exceed 1.50% of your portfolio's value. The exact fee depends on the complexity of your situation and the amount of assets managed. Fees may be negotiable.
Location
5700 Granite Parkway, Suite 330, Plano, TX, 75024
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2000Criminal
May 1975Other Business ActivitiesSells Insurance
Mark has ownership in Tyche Wealth Partners LLC and Latham SP LLC, both operating companies for an RIA, dedicating a few hours per week to each. He also sells fixed insurance products through PKS Financial and Fixed Insurance, and works full-time as a partner and investment advisor at Astra Wealth Management Group.
Employment History
Current Registrations
Purshe Kaplan Sterling InvestmentsBroker
Astra Wealth Management Group
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.