CF
CFP
CF
CFP

Christian Fragoso

32 Years of Experience
Glastonbury, CT
1 DisclosureBroker

Christian Fragoso is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Glastonbury, CT, with 32 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

180 Glastonbury Blvd, Suite 205, Glastonbury, CT, 06033

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Closed-No Action
Other Business Activities

Christian has 100% ownership of Catalyst Asset & Wealth Management Group LLC, dedicating full-time hours to it. He also serves as a trustee for the CAWMG Plan 401k, spending minimal time per month on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2022 - Present · 3 yrs 11 mos
Wells Fargo Advisors
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
April 2009 - June 2022 · 13 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
March 2009 - June 2022 · 13 yrs 3 mos
Banc of America Investment Services, INC.Broker
October 2004 - April 2009 · 4 yrs 6 mos
Banc of America Investment Services, INC.
October 2004 - April 2009 · 4 yrs 6 mos
Quick & Reilly, INC.
December 2002 - October 2004 · 1 yr 10 mos
Quick & Reilly, INC.Broker
September 2000 - October 2004 · 4 yrs 1 mo
Fleet Enterprises, INC.Broker
June 1999 - September 2000 · 1 yr 3 mos
Fis Securities, INC.Broker
January 1997 - September 2000 · 3 yrs 8 mos
Mds Securities IncorporatedBroker
April 1994 - December 1996 · 2 yrs 8 mos
Pruco Securities CorporationBroker
November 1993 - March 1994 · 4 mos
State Registrations21 states
AZCACOCTFLHIMAMDMIMONCNJNYOHPAPRRISCTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.