Douglas Shaner
Douglas Shaner is a registered investment advisor at Independent Financial Group, LLC, based in Tustin, CA, with 38 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
15145 Woodlawn Avenue, Suite 100, Tustin, CA, 92780
Get directionsHistory
Regulatory History (4)
Judgment / Lien
November 2021Judgment / Lien
May 2018Judgment / Lien
August 2017Judgment / Lien
September 2015Other Business ActivitiesSells Insurance
Douglas is a freelance writer/producer since 2003, dedicating about half of his time to this activity. He also owns a portion of Beach Cities Ketchup Co. LLC and is a California insurance agent, while spending a few hours per week coaching students on screenplay adaptations.
Employment History
Current Registrations
Independent Financial Group, LLC
Independent Financial Group, LLCBroker
Previous Registrations
Sagepoint Financial, INC.Broker
Sagepoint Financial, INC.
Sentra Securities CORP
Sentra Securities CorporationBroker
Source Securities, INC.Broker
Securities Network, INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.