John Heil
John Heil is a registered investment advisor at Osaic Wealth, INC., based in Carlsbad, CA, with 38 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
2906 Roosevelt Street, Carlsbad, CA, 92008
Get directionsHistory
Regulatory History (5)
Customer Dispute
January 2015Employment Separation After Allegations
April 2013Customer Dispute
April 2013Customer Dispute
December 1995Customer Dispute
October 1993Other Business ActivitiesSells Insurance
John is a Certified Divorce Financial Analyst, insurance agent with Market Capital Management, real estate broker/owner with MGM Financial Services, president of MCM Financial Services and Market Capital Management, owner of JHH Financial and a rental unit, and a broker associate/loan officer with C2 Financial Corp. These activities take up a significant portion of John's time.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
National Planning CorporationBroker
National Planning Corporation ("npc of America" in Fl & Ny)
Aig Financial Advisors, INC.
Aig Financial Advisors, INC.Broker
Cole Financial, LLC
Sentra Securities CORP
Sentra Securities CorporationBroker
U.S. Bancorp Piper Jaffray INC.
U.S. Bancorp Piper Jaffray INC.Broker
First Union Securities, INC.Broker
Prudential Securities IncorporatedBroker
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.