Stephen Dix is a registered investment advisor at Wellington Consulting Services INC, based in Chantilly, VA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,803 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wellington Consulting Services offers investment management services with different fee structures depending on the program:
- LAMP-Plus: Typically 2.00% annually on the first $100,000 of your portfolio, plus 1.75% on amounts over $100,001. Non-managed assets within the account are charged a flat 1.00% fee.
- LAMP-Plus, ETFs: A flat 1.00% annual fee.
- Business Solutions 401(k) & Perfect401(k): Fees range up to 1.25% annually for the fully managed service, depending on the level of service selected by the plan participant and the total plan assets.
Fees are billed quarterly.
Location
14325 Willard Rd. Suite 104, Chantilly, VA, 20151
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is the Vice President of Wellington Retirement Solutions, Inc., a third-party recordkeeper for company retirement plans associated with Wellington Consulting Services, Inc. He spends about half of his time acting as an officer and manager for this company.
Employment History
Current Registrations
Wellington Consulting Services INC
State Registrations1 state
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