Stephen Dix is a registered investment advisor at Wellington Consulting Services INC, based in Chantilly, VA, with 26 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 9,324 clients with $1.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.00% |
| $100K+ | 1.75% |
Rates apply to the LAMP-Plus program. Other programs have separate schedules, including LAMP-Plus ETFs at a flat 1.00%, Business Solutions and Perfect401(k) up to 1.25%, and Atlas-401(k) services from 0.10% to 1.00%. Fees are negotiable.
Fee Estimator
Location
14325 Willard Rd. Suite 104, Chantilly, VA, 20151
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Stephen is the Vice President of Wellington Retirement Solutions, Inc., a third-party recordkeeper for company retirement plans associated with Wellington Consulting Services, Inc. He spends about half of his time acting as an officer and manager for this company.
Employment History
Current Registrations
Wellington Consulting Services INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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