MK
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Maureen Kennedy

37 Years of Experience
Oyster Bay, NY
Broker

Maureen Kennedy is a registered investment advisor at Wells Fargo Advisors, based in Oyster Bay, NY, with 37 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

111 South St, Ste 1, Oyster Bay, NY, 11771

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Wells Fargo Advisors
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2011 - June 2021 · 10 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
August 2000 - June 2021 · 20 yrs 10 mos
First Albany CorporationBroker
October 1988 - August 2000 · 11 yrs 10 mos
State Registrations27 states
ALAZCACOCTDEFLGAILMAMDNCNHNJNMNVNYOHPARISCTNTXVAVTWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Maureen Kennedy - Financial Advisor | TrueAdvisor