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David Sutton

Raymond James & Associates, INC.
37 Years of Experience
St Petersburg, FL
1 DisclosureBroker
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David Sutton is a registered investment advisor at Raymond James & Associates, INC., based in St Petersburg, FL, with 37 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

852 Cordova Blvd NE, St Petersburg, FL, 33704

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2018
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

David is an advisory board member for the Winthrop P. Rockefeller Cancer Institute, helping strategize on the institute's future. This requires minimal time commitment.

Employment History
Current Registrations
Raymond James & Associates, INC.
December 2014 - Present · 11 yrs 10 mos
Raymond James & Associates, INC.Broker
July 2002 - Present · 24 yrs 3 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 2012 - March 2013 · 6 mos
William Blair & Company L.L.C.Broker
April 2001 - July 2002 · 1 yr 3 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 1999 - March 2001 · 1 yr 6 mos
John Nuveen & CO., IncorporatedBroker
September 1998 - September 1999 · 1 yr
Raymond James & Associates, INC.Broker
August 1990 - July 1998 · 7 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
December 1988 - March 1990 · 1 yr 3 mos
State Registrations21 states
ALARCAFLGAILINKSKYLAMAMEMIMNMONDNJOHTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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