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David Sutton
36 Years of Experience
St Petersburg, FL
1 DisclosureBroker
David Sutton is a registered investment advisor at Raymond James & Associates, INC., based in St Petersburg, FL, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
852 Cordova Blvd NE, St Petersburg, FL, 33704
Get directionsHistory
Regulatory History (1)
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Regulatory
July 2018Final
Other Business Activities
David is an advisory board member for the Winthrop P. Rockefeller Cancer Institute, helping strategize on the institute's future. This requires minimal time commitment.
Employment History
Current Registrations
Raymond James & Associates, INC.
December 2014 - Present · 11 yrs 5 mos
Raymond James & Associates, INC.Broker
July 2002 - Present · 23 yrs 10 mos
Previous Registrations
Morgan Keegan & Company, INC.Broker
September 2012 - March 2013 · 6 mos
William Blair & Company L.L.C.Broker
April 2001 - July 2002 · 1 yr 3 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 1999 - March 2001 · 1 yr 6 mos
John Nuveen & CO., IncorporatedBroker
September 1998 - September 1999 · 1 yr
Raymond James & Associates, INC.Broker
August 1990 - July 1998 · 7 yrs 11 mos
Drexel Burnham Lambert IncorporatedBroker
December 1988 - March 1990 · 1 yr 3 mos
State Registrations21 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.